-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhU+YgnDas1ILaWWREx0dkNi/v4Yu3ApNRRSFVz+0ZSJw6PMo7ehVqbxi0fdJqHE vqCrC/hKcFW+r8JdMfWrJw== 0000950134-98-001054.txt : 19980217 0000950134-98-001054.hdr.sgml : 19980217 ACCESSION NUMBER: 0000950134-98-001054 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PUBLISHING [2741] IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-11680 FILM NUMBER: 98534129 BUSINESS ADDRESS: STREET 1: 200 CONCORD PLAZA DR STE 800 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COPELAND DAVID L CENTRAL INDEX KEY: 0001033746 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PO BOX 2791 CITY: ABILENE STATE: TX ZIP: 79604 BUSINESS PHONE: 9156767724 MAIL ADDRESS: STREET 1: PO BOX 2791 CITY: ABILENE STATE: TX ZIP: 79604 SC 13D/A 1 AMENDMENT TO SCHEDULE 13D - DAVID COPELAND 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (AMENDMENT NO. 1) Harte-Hanks Communications, Inc. (Name of Issuer) Common Stock, Par Value $1.00 (Title of Class of Securities) 416196103 (CUSIP Number) David L. Copeland Sipco, Inc. Post Office Box 2791 Abilene, Texas 79604 (915) 676-7724 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 22, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 pages) _______________ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP NO. 416196 10 3 PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David Copeland - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable. - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not Applicable. - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Texas - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 3,649,548 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 465,850 PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 3,649,548 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 465,850 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,115,398 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THAT AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.20% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 3 ITEM 1. SECURITY AND ISSUER The class of securities to which this statement relates is the common stock, $1.00 par value (the "Common Stock") of Harte-Hanks Communications, Inc., a Delaware corporation (the "Issuer"), the principal executive offices of which are located at 200 Concord Plaza Drive, Suite 800, San Antonio, Texas 78216. ITEM 2. IDENTITY AND BACKGROUND (a)-(c)
PRINCIPAL BUSINESS NAME OCCUPATION EMPLOYER ADDRESS ---- ---------- -------- ------- David L. Copeland Investment SIPCO, 1052 North Fifth Street Inc. Suite 101 Abilene, Texas 79601
(d) None. (e) None. (f) U.S.A. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION With respect to the acquisition of beneficial ownership of shares in excess of five percent, Mr. Copeland was named the trustee of the Andrew B. Shelton Revocable Trust upon the death on January 16, 1997 of settlor, Andrew B. Shelton. The trust became irrevocable upon the death of Mr. Shelton. ITEM 4. PURPOSE OF TRANSACTION Mr. Copeland's holdings are primarily a product of his appointment as trustee for several trusts and as custodian for his children's share holdings. He has held approximately 21,000 shares for his own account for a number of years. Mr. Copeland has no plans or proposals which relate to or would result in the occurrence of the events described in Items 4(a) - 4(j). ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) Mr. Copeland beneficially owns 4,115,398 shares of the Common Stock, which represents approximately 11.20% of the outstanding the Issuer Common Stock. Mr. Copeland has a pecuniary interest in 21,000 shares of Issuer Common Stock, less than one percent of the outstanding Issuer Common Stock. 4 (b) Mr. Copeland has sole voting and dispositive power with respect to the 3,649,548 shares of the Issuer Common Stock and shared voting and disposable power with respect to 465,850 shares of Issuer Common Stock. (c) None. (d) With respect to 4,115,398 shares of Issuer Common Stock deemed to be owned by Mr. Copeland, various persons, who are beneficiaries of eleven separate trusts for which Mr. Copeland serves as trustee, have the right to receive dividends or the proceeds of sale of the securities reported hereunder. In addition, he is custodian for his two children's accounts which each hold 8,400 shares. Mr. Copeland has no pecuniary interest in any of the trusts. (e) Not Applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Mr. Copeland serves as sole trustee for the following trusts: 1. Andrew B. Shelton Revocable Trust (now irrevocable due to the death of Mr. Shelton) (3,328,848 shares) 2. Ruby W. Shelton Marital Trust (130,000 shares) 3. John Robert Tucker Trust (51,350 shares) 4. Thomas A. Tucker Trust (51,350 shares) 5. Albert R. Tucker Trust (50,200 shares) Mr. Copeland serves as co-trustee with Larry D. Franklin on the following trusts: 1. Andrew David Durham 1989 Trust (120,000 shares) 2. Wendy Hanks Durham 1989 Trust (120,000 shares) 3. Carol Christine Nichols 1989 Trust (120,000 shares) Mr. Copeland serves as co-trustee with Ruby W. Shelton on the following trusts: 1. Gary Southard Trust (35,850 shares) 2. Deborah Caudle Trust (35,000 shares) 3. Deana Rainey Rudolph Trust (35,000 shares) To the best knowledge of the undersigned, there are no other contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of the Issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option agreement, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not Applicable. 5 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of February 12, 1998 By: /s/ David Copeland --------------------------- David Copeland -----END PRIVACY-ENHANCED MESSAGE-----